Brokers Are Salespeople, Not Financial Advisers

Does your broker have your best interest in mind? Find out why you may be the only one looking out for your money.

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  • Canada’s Best Online Brokers 2018 – Initial Impression & UX
    Moving from a full-service brokerage to an online service is a significant change, one likely to have a profound long-term impact on your financial health ... it gives the salespeople a chance to upsell you on some of its other services.
    05/22/2018 - 3:48 am | View Link
  • RCM Technologies' (RCMT) CEO Rocco Campanelli on Q1 2018 Results
    And reported several salespeople in IT consulting ... and are excited to contribute to the democratization of financial information on the Internet. (Until now investors have had to pay thousands of dollars in subscription fees for transcripts.)
    05/13/2018 - 7:31 am | View Link
  • Fiduciary rule every bit as necessary for brokers, according to report
    Investors are more likely to buy investment products from "financial consultants"— as some discount brokers call their representatives — who purport to act in their best interests than from salespeople who push investments that are most lucrative for ...
    01/16/2018 - 2:37 am | View Link
  • Financial reputations take a hit as trust lost in institutions
    Add to these professions, real estate agents and car salespeople and we have almost a clean sweep of individuals who deal with our money. Our homes, in particular, are often our greatest financial asset yet 93 per cent of the population don’t trust real ...
    06/9/2017 - 1:00 pm | View Link
  • Synchrony Financial's (SYF) CEO Margaret Keane Presents at Goldman Sachs US Financial Services Brokers Conference (Transcript)
    Synchrony Financial (NYSE:SYF) Goldman Sachs US Financial Services Brokers Conference Call December 9 ... I would think that they can ingrained in the culture to get the salespeople to push the product, but when you are dealing with some of the really ...
    12/9/2015 - 8:15 am | View Link
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  • Meet The HD Consultants Team
    We normally charge a fee for mortgage advice. The amount will depend on your circumstances. A typical fee would be £500. Some of the products/services shown above are not or may not be regulated by the Financial Conduct Authority.
    05/26/2018 - 1:04 am | View Website
  • Pros and Cons of Using Full-Service Stock Brokers
    Full-service stock brokers are just what the name indicates. They try to provide as many services as possible for investors who open accounts with them. When you open an account at a brokerage firm, a representative is assigned to your account. This representative is usually called an account executive, a registered rep, or a financial […]
    05/25/2018 - 5:11 pm | View Website
  • Stockbroker
    BREAKING DOWN 'Stockbroker' It used to be that only the wealthy could afford hiring a broker to have access to the stock market.However, advances in technology, such as the Internet, gave rise to discount brokers that allowed small investors to trade the stock markets at a small fee. Because of discount brokers, nearly anybody can afford to invest in the stock market, even individuals who are ...
    05/24/2018 - 9:02 pm | View Website
  • Brokers |
    There are various types of investment professionals. And the products and services each type can—or cannot—provide will depend on the license(s) and training the person or firm has.
    05/23/2018 - 6:58 am | View Website
  • NYS Division of Licensing Services
    • Do I need to be licensed? • What is the difference between a real estate broker and a real estate salesperson? • How do I become a real estate salesperson or broker? • How do I manage my real estate license on line by using eAccessNY? • How do I obtain a waiver from the 75-hour salesperson or 120-hour broker course requirement? • What are the Continuing Education Requirements?
    05/22/2018 - 8:07 pm | View Website
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