Brokers Are Salespeople, Not Financial Advisers

Does your broker have your best interest in mind? Find out why you may be the only one looking out for your money.

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  • Financial reputations take a hit as trust lost in institutions
    Add to these professions, real estate agents and car salespeople and we have almost a clean sweep of individuals who deal with our money. Our homes, in particular, are often our greatest financial asset yet 93 per cent of the population don’t trust real ...
    06/9/2017 - 1:00 pm | View Link
  • Brokers No Longer Allowed to Scam You on Your IRA Investments
    There, savers may be working with financial-product salespeople who earn more selling certain products and don’t have to put their clients’ interests before their own. Administration officials intend it as a direct attack on what they consider “a ...
    04/6/2016 - 3:59 am | View Link
  • State officials to flag brokers with disciplinary history selling insurance
    And so the National Association of Insurance Commissioners is developing a program that would inform state insurance departments about insurance professionals in their state who have a disciplinary history with the Financial Industry Regulatory Authority ...
    06/5/2015 - 7:20 am | View Link
  • Exclusive: Merrill brokers win a battle to lower client fees on advisory accounts
    Brokerage firms across Wall Street are weaning brokers from their traditional roles as stock and bond salespeople who receive commissions ... annual fees for a package of services that includes financial planning and fund selection. These arrangements ...
    06/4/2015 - 8:02 am | View Link
  • Dodd bill punts on strict rules for brokers
    Those names are synonymous in the minds of most investors, especially because many brokerage firms have started calling their salespeople financial advisers. In fact, brokers and investment advisers have different obligations to their clients and are ...
    03/20/2010 - 5:00 pm | View Link
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  • Lawriter
    Chapter 4735: REAL ESTATE BROKERS. 4735.01 Real estate broker definitions. As used in this chapter: "Real estate broker" includes any person, partnership ...
    12/15/2017 - 12:46 am | View Website
  • Meet The HD Consultants Team
    Sector specialism; Mortgages, Private Medical Insurance, Life Cover, Commercial Insurance, Wills and Estate Planning, Commercial Finance,
    12/14/2017 - 2:06 am | View Website
  • Using a broker | ASIC's MoneySmart
    Want to learn more about mortgage brokers? Visit ASIC's MoneySmart website for information on using a broker to organise a mortgage.
    12/14/2017 - 12:18 am | View Website
  • Private Placement Brokers & Traders to Avoid ...
    List the brokers you have had bad experiences with in the private placement business.
    12/12/2017 - 12:09 pm | View Website

    12/11/2017 - 4:18 am | View Website
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