Brokers Are Salespeople, Not Financial Advisers

Does your broker have your best interest in mind? Find out why you may be the only one looking out for your money.

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  • The End of Employment - Peak Oil
    That cost is usually expressed in financial terms, but underlying the ... with high social status, don’t do this.  Executives, brokers, bankers
    04/16/2014 - 9:05 am | View Link
  • What's new in the mid-Hudson Valley business scene for April 12 - Poughkeepsie Journal
    ... names adviser — Omni Financial Advisory Group ... used by Dutchess County real estate brokers, associate brokers and salespeople again has ...
    04/12/2014 - 4:41 am | View Link
  • Networking on the go gets more specific -
    Benefit brokers hoping to position themselves as a ... business platforms for the financial services ... outlets and apps, successful salespeople ...
    04/10/2014 - 1:38 pm | View Link
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  • UBS gives brokers higher expense accounts to lure the wealthy
    Other changes include incentives to encourage the selling of financial planning products to households ... But firms tend to move cautiously so as not to drive their best salespeople to rivals. "We adjust to make sure our compensation plan aligns with ...
    12/3/2013 - 10:26 am | View Link
  • Brokers Are Salespeople, Not Financial Advisers
    Stockbrokers facing the general investing public working for JP Morgan Chase, might have business cards with a title of “financial adviser,” but just like the people you meet when you walk into a car dealership, they are salespeople. They are rewarded ...
    07/11/2012 - 10:33 am | View Link
  • Brokers’ best ideas focus on short term
    TIM Group provides a software platform for brokerages’ salespeople to send trading ideas to hedge ... said that brokers’ trading ideas had broadly improved since the financial crisis, when many banks were forced to shrink. “Since the financial ...
    04/15/2012 - 3:33 pm | View Link
  • Why retirees will be $65k worse off with financial planning fees
    Look at the ducks that once were insurance salespeople now morphed into the swans of financial planning: they’ve been progressively engulfed in an endless web of requirements to improve their advice. The slabs of text comprising their constant customer ...
    12/13/2011 - 11:00 am | View Link
  • RBC To Pay $5M To Settle Brokers' Wage Suit
    senior financial associates, institutional salespeople and junior institutional salespeople. Their suits were filed in courts across the country and consolidated into a single complaint in Minnesota in August 2008, according to court documents. The ...
    08/17/2011 - 6:52 am | View Link
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  • Broker Sales Assistant
    To manage a large book of business, a skilled broker sales assistant (financial advisor sales assistant) is essential. Here are the basics about this important job.
    04/20/2014 - 12:42 am | View Website
  • Financial Advisor, Stock broker, Financial Planner, Broker ...
    Check Financial Planners & Advisors, Stock Brokers, Investment Bankers
    04/19/2014 - 8:18 pm | View Website
  • Securities, Commodities, and Financial Services Sales ...
    Securities, commodities, and financial services sales agents connect buyers and sellers in financial markets. They sell securities to individuals, advise companies in ...
    04/19/2014 - 7:27 pm | View Website
  • Financial Broker Definition | eHow
    Financial Broker Definition. A financial broker, or financial brokerage firm, is a financial intermediary that helps buyers and sellers of securities---such as stocks ...
    04/19/2014 - 2:34 pm | View Website
  • Independent Financial Advisor Broker Dealer
    LPL Financial is the leading broker dealer in the country to support independent financial advisors.
    04/19/2014 - 12:44 am | View Website
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