Brokers Are Salespeople, Not Financial Advisers

Does your broker have your best interest in mind? Find out why you may be the only one looking out for your money.

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ASK NEWS:
  • Retirement funds resist 'duty' to investor - HeraldNet
    ... annuities, and independent brokers and financial ... while acting as self-interested salespeople.” While they don’t have the financial ...
    01/30/2015 - 8:18 am | View Link
  • Retirement funds resist ‘duty’ to investor - HeraldNet
    ... annuities, and independent brokers and financial ... while acting as self-interested salespeople.” While they don’t have the financial ...
    01/30/2015 - 5:54 am | View Link
  • 10 things investors won’t tell you - Yahoo! Finance
    ... create a financial plan. But whose advice should investors take? Brokers, advisers and financial ... in the industry) are primarily ...
    01/21/2015 - 2:32 pm | View Link
  • More
BING NEWS:
  • Column: Feds May Tighten Standards for Brokers
    In the world of financial advice, plenty ... This makes brokers primarily salespeople, with sales targets and lists of products to push. A fiduciary standard would make brokers legally liable for putting client money into a mutual fund that pays the ...
    01/27/2015 - 4:41 pm | View Link
  • Why brokers should be bound to a fiduciary duty
    In the world of financial advice, plenty ... This makes brokers primarily salespeople, with sales targets and lists of products to push. A fiduciary standard would make brokers legally liable for putting client money into a mutual fund that pays the ...
    01/27/2015 - 9:18 am | View Link
  • European Financial Watchdogs Warn against Three More Unlicensed Brokers
    It has become more and more common in recent years for regulators worldwide to issue warnings about unlicensed financial entities in the forex industry. Brokers are blamed for operating “boiler rooms” where salespeople are cold calling targeted ...
    01/6/2015 - 2:56 am | View Link
  • Brokers hunt for liquidity in bond trading desert
    in order to help their salespeople find matches for client orders. London-based financial technology start-up Algomi provides software to banks that plugs into their fixed income pricing systems, trade history and new issuance records to find matches for ...
    07/2/2014 - 1:00 pm | View Link
  • The Truth About Insurance Brokers Who Sell Annuities
    (My previous articles on this topic were 3 Logical Insights Into the Notion of ‘Guaranteed’ Annuities and What I Wish Every ... the only difference is in America we call our financial product salespeople financial advisors, rather than salesmen.
    02/12/2014 - 11:00 am | View Link
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BING SEARCH:
  • Independent Financial Advisors | Independent Broker Dealer ...
    SagePoint Financial is a proven partner for today's independent advisors. We're transforming 40 years of broker-dealer experience into know-how that works for today's ...
    01/30/2015 - 9:24 pm | View Website
  • Broker Dealer Financial Services Corp.
    Contact Us. Broker Dealer Financial Services Corp. provides products, services, resources and support to our financial advisors and their clients.
    01/30/2015 - 6:18 pm | View Website
  • Business Brokers Australia
    Business Brokers Australia - Perth Business Sales, Western Australia, Perth, WA, Business Appraisals, Buying and Selling a Business in Australia? Performance Business ...
    01/30/2015 - 12:41 pm | View Website
  • Broker
    DEFINITION of 'Broker-Dealer' A person or firm in the business of buying and selling securities, operating as both a broker and a dealer, depending on the transaction.
    01/30/2015 - 10:25 am | View Website
  • Broker
    A broker is an individual or party (brokerage firm) that arranges transactions between a buyer and a seller for a commission when the deal is executed. A broker who ...
    01/29/2015 - 11:55 pm | View Website
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