Brokers Are Salespeople, Not Financial Advisers

Does your broker have your best interest in mind? Find out why you may be the only one looking out for your money.

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  • Betting On Jack Ma: Three Keys to Alibaba's Success -
    ... underwriters, 160 bankers, over 300 institutional salespeople, and thousands of brokers are ... the capacity of auditor, provider of financial ...
    09/18/2014 - 7:16 am | View Link
  • Tim Cook Interview: The iPhone 6, the Apple Watch, and Being Nice - BusinessWeek
    Apple’s Big-Screen IPhones Go on Sale in Australia to Long Lines - Washington Post
    09/18/2014 - 6:14 am | View Link
  • Robo-advisers have arrived (and may be just what your portfolio ... - Globe and Mail
    While online brokers for DIY investors have ... now figuring out how to offer financial advice ... However, some advisers are just salespeople ...
    09/12/2014 - 4:27 am | View Link
  • Fund payments to brokerage firms draw SEC scrutiny - Gulf Times
    ... attempts by the SEC and the Financial Industry ... long asked fund companies to devote salespeople, known as wholesalers, to help brokers ...
    09/7/2014 - 1:34 pm | View Link
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  • Dental brokers ought to go the way of travel agents
    Whereas most dentists keep a sharp eye on salespeople flogging dental equipment or supplies ... Differentiating the role of a dental broker from that of an independent financial consultant is fairly easy. Like the travel agent industry which no longer ...
    09/3/2014 - 10:38 pm | View Link
  • Brokers hunt for liquidity in bond trading desert
    Trading has dried up due to regulation ... in order to help their salespeople find matches for client orders. London-based financial technology start-up Algomi provides software to banks that plugs into their fixed income pricing systems, trade history ...
    07/2/2014 - 8:02 pm | View Link
  • The Truth About Insurance Brokers Who Sell Annuities
    It’s similar to a Coke or Pepsi product salesperson with various flavors to offer their clients; the only difference is in America we call our financial product salespeople financial advisors, rather than salesmen. As a fee-only fiduciary advisor ...
    02/12/2014 - 11:00 am | View Link
  • UBS gives brokers higher expense accounts to lure the wealthy
    Other changes include incentives to encourage the selling of financial planning products to households ... But firms tend to move cautiously so as not to drive their best salespeople to rivals. "We adjust to make sure our compensation plan aligns with ...
    12/3/2013 - 11:05 am | View Link
  • Belesis brothers, ex-John Thomas brokers emerge at new firm
    Dozens of brokers from John Thomas Financial Inc., the boiler room that closed after ... started their own companies that were in turn shut down. Boiler rooms employ salespeople to call as many strangers as possible and urge them to buy shares handled ...
    08/1/2013 - 3:14 am | View Link
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  • Securities, Commodities, and Financial Services Sales ...
    Securities, commodities, and financial services sales agents connect buyers and sellers in financial markets. They sell securities to individuals, advise companies in ...
    09/18/2014 - 6:29 pm | View Website
  • Sales (accounting) financial definition of Sales (accounting)
    Net sales Gross sales less returns and allowances, freight out, and cash discounts allowed. Net Sales The amount a company receives from the sale of its products ...
    09/18/2014 - 6:00 pm | View Website
  • What Is the Salary for a Financial Broker? | eHow
    What Is the Salary for a Financial Broker?. Financial or stock brokers are professionals who buy and sell securities or investments on behalf of their customers. As ...
    09/18/2014 - 4:56 pm | View Website
  • Broker Dealer Financial Services Corp.
    Contact Us. Broker Dealer Financial Services Corp. provides products, services, resources and support to our financial advisors and their clients.
    09/18/2014 - 8:06 am | View Website
  • Broker
    A broker is an individual or party (brokerage firm) that arranges transactions between a buyer and a seller for a commission when the deal is executed. A broker who ...
    09/18/2014 - 7:16 am | View Website
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