Brokers Are Salespeople, Not Financial Advisers

Does your broker have your best interest in mind? Find out why you may be the only one looking out for your money.

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  • Financial planners' advice about to get more trustworthy, guaranteed - USA Today
    ... the last few decades so that the interests of some financial professionals, including insurance salespeople or stock brokers, aren't always...
    08/25/2016 - 7:40 am | View Link
  • Unintended consequences popping up from recent DoL fiduciary rule - Watertown Public Opinion
    The DoL intended the rule to discourage financial salespeople from placing high fee and ... These accounts do not compensate brokers on the number
    08/23/2016 - 3:12 pm | View Link
  • Tesla Auto Dealers Story - Washington Post
    ... almost any advertising or salespeople at the door or endless rounds of financial negotiations. ... dealers community power brokers ...
    08/23/2016 - 2:38 pm | View Link
  • Florida Tops Nation in Home Purchases by Foreigners - International Business Times
    ... global outlets such as the Financial Times, and ... 1 million residential and commercial REALTORS® who are brokers, salespeople, property ...
    08/23/2016 - 11:01 am | View Link
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  • Affinity Marketing: Large Brokers Say No to Costco but Not to Affinity Programs
    Salespeople around the country heaved a huge sigh of relief ... and AmeriNet, a newly formed financial services company. But any celebration has surely been muted now that other, smaller brokerages have jumped into the void left when Washington state's ...
    08/25/2016 - 1:00 pm | View Link
  • 6 Ways to Avoid Brokers' Sketchy Sales Tactics
    While what comes out of boiler rooms may be the most quintessential example of these types of tactics, a number of different professional financial experts ranging from stock brokers to insurances salespeople may use similar strategies to sell financial ...
    12/23/2015 - 12:32 am | View Link
  • State officials to flag brokers with disciplinary history selling insurance
    And so the National Association of Insurance Commissioners is developing a program that would inform state insurance departments about insurance professionals in their state who have a disciplinary history with the Financial Industry Regulatory Authority ...
    06/5/2015 - 7:07 am | View Link
  • The Truth About Insurance Brokers Who Sell Annuities
    It’s similar to a Coke or Pepsi product salesperson with various flavors to offer their clients; the only difference is in America we call our financial product salespeople financial advisors, rather than salesmen. As a fee-only fiduciary advisor ...
    02/12/2014 - 11:00 am | View Link
  • Brokers Are Salespeople, Not Financial Advisers
    Stockbrokers facing the general investing public working for JP Morgan Chase, might have business cards with a title of “financial adviser,” but just like the people you meet when you walk into a car dealership, they are salespeople. They are rewarded ...
    07/11/2012 - 10:33 am | View Link
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  • Real Estate Brokers and Salespeople Consumer Fact Sheet
    Licensed Brokers and Salespersons. Only licensed real estate brokers and salespersons can assist you with the purchase, sale, lease or exchange of real property.
    08/28/2016 - 10:03 am | View Website
  • Salespeople
    First, the salespeople "buy in" to the prospects' perceptions about their problems, which rarely touch on the real causes for them.
    08/27/2016 - 3:48 pm | View Website
  • Statistics |
    FINRA is responsible for regulating every broker and brokerage firm doing business with the U.S. public. Our core mission is to pursue investor protection and market ...
    08/26/2016 - 2:31 pm | View Website
  • What is Investment Counsel compared to other financial ...
    What is Investment Counsel compared to other financial service providers? Source: Investment Counsel Association of Canada, 2002: Choosing an investment advisor need ...
    08/26/2016 - 11:53 am | View Website
  • Brokers |
    There are various types of investment professionals. And the products and services each type can—or cannot—provide will depend on the license(s) and training the ...
    08/26/2016 - 2:42 am | View Website
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