Brokers Are Salespeople, Not Financial Advisers

Does your broker have your best interest in mind? Find out why you may be the only one looking out for your money.

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ASK NEWS:
  • Thanksgiving ideal to talk scams, ID theft with parents - AZCentral.com
    One cited by Finra, the Financial Industry ... as a hot spot for investment brokers who operate ... Many of these salespeople pitch annuities at ...
    11/22/2014 - 10:20 am | View Link
  • Improve Your Practice, the Asset Management Way - On Wall Street
    ... content and insights directly to the Financial Planning audience ... "Thirty years ago brokers were sophisticated salespeople. That was the ...
    11/20/2014 - 3:54 pm | View Link
  • The Stockpicker's Last Stand - BusinessWeek
    Today Edward Jones’s 13,500 financial advisers ... made them even more popular with brokers, says Burt ... And it hired extra salespeople ...
    11/20/2014 - 3:39 pm | View Link
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YAHOO NEWS:
  • ON THE BALL: Worth watching? Worth paying!
    No athlete is overpaid! That’s right, you read that correctly. But in the event it so happens to be mistaken for a typo I’ll write it again. No athlete is overpaid. Not Wayne Rooney. Not Kobe Bryant. Not even Alex Rodriguez. Don’t bother replacing your glasses or contacts either, or even asking for a larger font, because nothing short of John 3:16 and the old slogan for Buckley’s cough syrup ...
    10/29/2014 - 10:41 am | View Link
  • Your Broker is Not Your Friend or Your Fiduciary For Your Estate Plan or Investment Reports Investment News According ...
    Merrill Lynch terminated two advisors for recommending financial solutions not offered by the firm, causing financial planners to contemplate how to better serve their clients. UltraTrust.com investigates. (PRWeb October 28, 2014) Read the full story at http://www.prweb.com/releases/Broker_not_fiduciary/Estate_planning/prweb12282041.htm
    10/28/2014 - 4:14 am | View Link
  • Newport Board Group, a CEO Advisory Firm, Advises CEOs on 10 Steps to Reduce the Costs of Running a Middle Market ...
    Even in an Expanding Economy, Controlling Costs is Critical to Growing a Buisness (PRWeb October 21, 2014) Read the full story at http://www.prweb.com/releases/2014/10/prweb12244621.htm
    10/21/2014 - 3:34 am | View Link
  • Banks hire Hong Kong traders on lure of China bourse link
    Banks in Hong Kong are building up their trading desks to capitalise on the imminent link-up of the Hong Kong and Shanghai stock exchanges, spelling a reprieve for one of the banking industry's endangered species. Banks and brokerages in Asia launched a heavy round of job cuts in 2012, after hopes of a robust recovery in regional trading were dashed by Europe's debt problems and China's economic ...
    10/15/2014 - 7:37 am | View Link
  • Banks hire HK traders on lure of China bourse link
    * BNP Paribas, StanChart, China Renaissance among banks hiring HONG KONG, Oct 15 (Reuters) - Banks in Hong Kong are building up their trading desks to capitalise on the imminent link-up of the Hong Kong and Shanghai stock exchanges, spelling a reprieve for one of the banking industry's endangered species. Banks and brokerages in Asia launched a heavy round of job cuts in 2012, after hopes of a ...
    10/15/2014 - 3:13 am | View Link
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BING NEWS:
  • Dental brokers ought to go the way of travel agents
    Whereas most dentists keep a sharp eye on salespeople flogging dental equipment or supplies ... Differentiating the role of a dental broker from that of an independent financial consultant is fairly easy. Like the travel agent industry which no longer ...
    09/3/2014 - 9:00 pm | View Link
  • Brokers hunt for liquidity in bond trading desert
    in order to help their salespeople find matches for client orders. London-based financial technology start-up Algomi provides software to banks that plugs into their fixed income pricing systems, trade history and new issuance records to find matches for ...
    07/2/2014 - 9:00 pm | View Link
  • Brokers hunt for liquidity in bond trading desert
    But having an electronic platform in place doesn’t create liquidity alone ... in order to help their salespeople find matches for client orders. London-based financial technology start-up Algomi provides software to banks that plugs into their ...
    07/2/2014 - 8:02 pm | View Link
  • The Truth About Insurance Brokers Who Sell Annuities
    I must say I was somewhat surprised by the reaction from the advisory community in regard to my recent articles about index and guaranteed annuities ... interest of the client’s true financial needs? Why would an insurance broker be interested in ...
    02/12/2014 - 11:00 am | View Link
  • UBS gives brokers higher expense accounts to lure the wealthy
    Other changes include incentives to encourage the selling of financial planning products to households ... But firms tend to move cautiously so as not to drive their best salespeople to rivals. "We adjust to make sure our compensation plan aligns with ...
    12/3/2013 - 11:05 am | View Link
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BING SEARCH:
  • Broker
    A broker is an individual or party (brokerage firm) that arranges transactions between a buyer and a seller for a commission when the deal is executed. A broker who ...
    11/23/2014 - 8:07 pm | View Website
  • Western Practice Sales
    Western Practice Sales provides quality brokerage services to dentists wishing to buy or sell their dental practices in California, Arizona and Nevada. Call 1-800-641 ...
    11/23/2014 - 4:36 am | View Website
  • Sales (accounting) financial definition of Sales (accounting)
    Net sales Gross sales less returns and allowances, freight out, and cash discounts allowed. Net Sales The amount a company receives from the sale of its products ...
    11/22/2014 - 9:41 pm | View Website
  • Agents and Brokers
    Sales Professional Access Sign In. Sales Professional Access (SPA) is an information center for career agents and independent brokers who market products to individuals.
    11/22/2014 - 8:37 pm | View Website
  • Broker Dealer Financial Services Corp.
    Contact Us. Broker Dealer Financial Services Corp. provides products, services, resources and support to our financial advisors and their clients.
    11/22/2014 - 2:36 am | View Website
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