Brokers Are Salespeople, Not Financial Advisers

Does your broker have your best interest in mind? Find out why you may be the only one looking out for your money.

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  • Broker Fair 2018
    Broker Fair founder and deBanked Chief Editor Sean Murray, said "Online business lenders, MCA providers, and independent brokers employ thousands of salespeople to connect business owners with sources of capital. There are numerous products, tools ...
    10/4/2017 - 11:00 pm | View Link
  • Mark Tibergien Looks to the Future of RIAs
    Several factors are driving this growth. The first catalyst was the creation of financial-planning designations — CFP and ChFC. This helped individuals move away from being investment-forward product salespeople to planning-forward client advocates.
    10/2/2017 - 9:46 am | View Link
  • Financial reputations take a hit as trust lost in institutions
    Add to these professions, real estate agents and car salespeople and we have almost a clean sweep of individuals who deal with our money. Our homes, in particular, are often our greatest financial asset yet 93 per cent of the population don’t trust real ...
    06/10/2017 - 1:00 am | View Link
  • Brokers No Longer Allowed to Scam You on Your IRA Investments
    There, savers may be working with financial-product salespeople who earn more selling certain products and don’t have to put their clients’ interests before their own. Administration officials intend it as a direct attack on what they consider “a ...
    04/6/2016 - 3:59 am | View Link
  • 6 Ways to Avoid Brokers' Sketchy Sales Tactics
    While what comes out of boiler rooms may be the most quintessential example of these types of tactics, a number of different professional financial experts ranging from stock brokers to insurances salespeople may use similar strategies to sell financial ...
    12/23/2015 - 12:32 am | View Link
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  • Real Estate Brokers and Salespeople Consumer Fact Sheet
    Real Estate Brokers and Salespeople Consumer Fact Sheet Overview (Division of Professional Licensure)
    10/17/2017 - 5:07 pm | View Website
  • Private Placement Brokers & Traders to Avoid ...
    List the brokers you have had bad experiences with in the private placement business.
    10/16/2017 - 10:06 am | View Website
  • Lawriter
    Chapter 4735: REAL ESTATE BROKERS. 4735.01 Real estate broker definitions. As used in this chapter: "Real estate broker" includes any person, partnership ...
    10/16/2017 - 7:43 am | View Website
  • Brokers |
    There are various types of investment professionals. And the products and services each type can—or cannot—provide will depend on the license(s) and training the ...
    10/16/2017 - 5:27 am | View Website
  • About DFI
    Information about what the Washington State Department of Financial Institutions does and who they regulate.
    10/14/2017 - 10:30 am | View Website
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