Brokers Are Salespeople, Not Financial Advisers

Does your broker have your best interest in mind? Find out why you may be the only one looking out for your money.

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ASK NEWS:
  • Don't Fall for Misleading Sales Tactics - AARP
    Salespeople rope in their marks with approaches that are ... Don't assume that financial salespersons share ... Brokers who declare their ...
    03/2/2015 - 7:47 am | View Link
  • The real reason brokers oppose a fiduciary standard - Denver Post
    ... will propose a rule to require brokers to act ... Debe voise & Plimpton for the Financial Services ... Instead, they are salespeople who make ...
    02/28/2015 - 2:19 pm | View Link
  • Reform plan: just plain bad or just bad for brokers? - North Jersey.com
    COMMENTARY But because brokers can choose from dozens of ... Debevoise & Plimpton for the Financial Services ... Instead, they are salespeople ...
    02/28/2015 - 1:31 pm | View Link
  • Why brokers are resisting Obama's proposal - Salt Lake Tribune
    Debevoise & Plimpton for the Financial Services ... investors prefer to work with brokers (who don ... Instead, they are salespeople who make ...
    02/27/2015 - 11:53 am | View Link
  • Private education provider faces questions over sales techniques - ABC Online
    CHRIS CHAMBERS: A lot of the salespeople out ... Last financial year it billed the taxpayer for ... responsible for the actions of their sales ...
    02/26/2015 - 5:17 am | View Link
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BING NEWS:
  • New York City Comptroller to Call for New Fiduciary Disclosures by Brokers
    Stockbrokers, insurance agents and other securities salespeople need only ensure that investments ... are generally precluded from superseding federal rules on how brokers and financial advisers should sell investments to the public. However, local ...
    03/24/2015 - 4:05 pm | View Link
  • Adviser Duties: While Regulators Fiddle, Don’t Get Burned
    insurance agents and other financial salespeople should have to put their clients’ interests ahead of their own. Last month, President Barack Obama endorsed pending rules, drafted by the U.S. Department of Labor, that would require brokers recommending ...
    03/19/2015 - 6:00 pm | View Link
  • A Fiduciary Standard Should Be Based on How the Brokerage Industry Works
    To my mind, this is the key question in the current “fiduciary standard for brokers” discussion ... In return for this fee, the advisor is responsible to meet their clients’ financial needs with the best possible financial products and services ...
    03/18/2015 - 8:21 am | View Link
  • The key law that impacts your retirement
    Generally, the concern is that advisers or salespeople could be motivated by self-interest ... After the 2010 proposal was basically booed by politicians and the financial industry, the DOL promised to come back with a rule that would work for advisers ...
    03/16/2015 - 11:15 pm | View Link
  • Brokers as fiduciaries would help savings drought
    In the world of financial advice, plenty ... (In the case of bonds, it’s the markup over the purchase price.) This makes brokers primarily salespeople, with sales targets and lists of products to push. A fiduciary standard would make brokers legally ...
    01/31/2015 - 6:16 am | View Link
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BING SEARCH:
  • Agents and Brokers
    Sales Professional Access Sign In. Sales Professional Access (SPA) is an information center for career agents and independent brokers who market products to individuals.
    03/29/2015 - 12:47 pm | View Website
  • Junior-Broker.com: For all junior, graduate and trainee ...
    For those new to a career in finance and investment. With jobs & vacancies, training courses, qualifications, and lifestyle choices for junior brokers, graduate ...
    03/29/2015 - 10:16 am | View Website
  • Broker Dealer Financial Services Corp.
    Contact Us. Broker Dealer Financial Services Corp. provides products, services, resources and support to our financial advisors and their clients.
    03/29/2015 - 4:18 am | View Website
  • Business Brokers Australia
    Business Brokers Australia - Perth Business Sales, Western Australia, Perth, WA, Business Appraisals, Buying and Selling a Business in Australia? Performance Business ...
    03/29/2015 - 12:15 am | View Website
  • Real estate broker
    A real estate broker or real estate agent is a person who acts as an intermediary between sellers and buyers of real estate / real property and attempts to find ...
    03/28/2015 - 10:53 am | View Website
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