Brokers Are Salespeople, Not Financial Advisers

Does your broker have your best interest in mind? Find out why you may be the only one looking out for your money.

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  • How commission advances work, and how they can work for you - REM Online
    Few in Canada understand the financial realities ... What might surprise some brokers is that ... What young or aspiring real estate salespeople ...
    05/3/2015 - 12:32 pm | View Link
  • How to hire the best salespeople - REM Online
    So, how to hire the best salespeople? ... is just fun with large financial rewards. ... coupled with the low retention rate, brokers must develop ...
    04/27/2015 - 6:31 am | View Link
  • The fund that never meets with company CEOs - ABS-CBN News
    ... research service provided by brokers, narrowly ... among investors, Britain's Financial Conduct ... all tend to be extremely good ...
    04/24/2015 - 7:59 am | View Link
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  • 'If You Aint Cheating, You Aint Trying': The Brazen Greed of the Currency-Manipulating Bankers
    Bankers also used codes and signals to jack up the amount customers would be charged: Certain UBS FX salespeople and traders ... guilty for conduct involved in the financial crisis. (Individual traders and brokers are neither named nor indicted.)
    05/21/2015 - 4:33 am | View Link
  • Elizabeth Warren Is Worried About Annuities: Should You Be, Too?
    If you're a financial-services company ... and company policies on incentives and conflicts of interest. Some salespeople earn big rewards by selling you annuities. Photo: Dale Frost, Flickr. How is the industry responding? At least several of the ...
    05/18/2015 - 4:23 am | View Link
  • IN THIS CORNER: What type of financial advisor do you have? It can make a difference
    Currently, there are two standards that brokers and financial advisers are held to ... but in fact are nothing more than financial-product salespeople. These distinctions can lead to a lot of confusion and some real problems for a client who is seeking ...
    05/16/2015 - 9:01 pm | View Link
  • Wall Street spending millions to quash new fiduciary rule
    If enacted, the rule would force brokers to disclose their conflicts of interest ... The trouble is, investment models that support large numbers of financial salespeople earning commissions aren't cost-free. It comes right out of the retirement balances ...
    05/14/2015 - 7:50 pm | View Link
  • Death of a sales commission
    In New York City in 1792, twenty-four brokers met under a buttonwood tree on Wall Street ... Since then the fees investors pay for access to financial markets have been in a state of constant evolution. In the early years, commissions were fixed; if ...
    05/13/2015 - 9:00 pm | View Link
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  • For all junior, graduate and trainee ...
    For those new to a career in finance and investment. With jobs & vacancies, training courses, qualifications, and lifestyle choices for junior brokers, graduate ...
    05/23/2015 - 10:23 am | View Website
  • Broker
    A broker is an individual or parties (brokerage firm) that arranges transactions between a buyer and a seller for a commission when the deal is executed. A broker who ...
    05/23/2015 - 4:03 am | View Website
  • Independent Financial Advisor Broker Dealer
    LPL Financial is the leading broker dealer in the country to support independent financial advisors.
    05/23/2015 - 3:13 am | View Website
  • Independent Financial Advisors | Independent Broker Dealer ...
    SagePoint Financial is a proven partner for today's independent advisors. We're transforming 40 years of broker-dealer experience into know-how that works for today's ...
    05/22/2015 - 11:03 pm | View Website
  • Real Estate Brokers and Sales Agents : Occupational ...
    Real estate brokers and sales agents help clients buy, sell, and rent properties. Although brokers and agents do similar work, brokers are licensed to manage their ...
    05/22/2015 - 4:58 pm | View Website
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