Brokers Are Salespeople, Not Financial Advisers

Does your broker have your best interest in mind? Find out why you may be the only one looking out for your money.

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  • Where Robo Advisers Fail - Kiplinger
    ... many insurance agents, stock brokers and annuity salespeople who have marketed themselves as financial planners. If you work with a financial...
    04/29/2016 - 2:26 pm | View Link
  • Commissions and fees are fact of life in investment world - Greater Milwaukee Today
    ... brokers and investment advisers may seem like an insignificant amount to pay for financial ... which are used to pay the salespeople." Some
    04/29/2016 - 6:25 am | View Link
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  • Brokers No Longer Allowed to Scam You on Your IRA Investments
    There, savers may be working with financial-product salespeople who earn more selling certain products and don’t have to put their clients’ interests before their own. Administration officials intend it as a direct attack on what they consider “a ...
    04/5/2016 - 11:59 pm | View Link
  • ‘Brokers are educators, not salespeople’
    Michael Teterin, managing director of Sydney brokerage Prosperity Finance, said brokers need to portray themselves as “educators to their clients, not salespeople” in order ... about one of the most serious financial decisions in their life, but ...
    07/22/2015 - 12:58 pm | View Link
  • The Truth About Insurance Brokers Who Sell Annuities
    It’s similar to a Coke or Pepsi product salesperson with various flavors to offer their clients; the only difference is in America we call our financial product salespeople financial advisors, rather than salesmen. As a fee-only fiduciary advisor ...
    02/12/2014 - 11:00 am | View Link
  • Sifma Fears New DOL Rules Could Hurt Brokers
    Sifma officials, at their annual state of the industry conference on Thursday, said they want a uniform fiduciary standard governing all financial professionals. But, fearful that new DOL rules could hurt brokers ... regulated as salespeople under the ...
    01/20/2014 - 2:19 am | View Link
  • Brokers Are Salespeople, Not Financial Advisers
    A used car. (photo courtesy Hugo90/New York Times Dealbook) Stockbrokers facing the general investing public working for JP Morgan Chase, might have business cards with a title of “financial adviser,” but just like the people you meet when you walk ...
    07/11/2012 - 10:33 am | View Link
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  • Characteristics of Successful Salespeople
    What separates successful sales people from everyone else? Is it their people skills? Their determination? Find out what ten qualities successful salespeople possess.
    04/29/2016 - 3:47 pm | View Website
  • Brokers and Online Trading: What Does A Broker Do ...
    Brokers and Online Trading: Introduction; Brokers and Online Trading: What Does A Broker Do? Brokers and Online Trading: The Costs; Brokers and Online Trading: Full ...
    04/29/2016 - 4:06 am | View Website
  • Chapter 4735: REAL ESTATE BROKERS
    Chapter 4735: REAL ESTATE BROKERS. 4735.01 Real estate broker definitions. As used in this chapter: "Real estate broker" includes any person, partnership ...
    04/29/2016 - 12:31 am | View Website
  • Board of Registration of Real Estate Brokers and Salespersons
    Real Estate Broker, Real Estate Corporation or Partnership, Real Estate LLC or LLP, Real Estate Salesperson
    04/29/2016 - 12:24 am | View Website
  • Ohio Revised Code (ORC)
    Searchable version of the unnannotated code.
    04/28/2016 - 7:23 pm | View Website
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