Brokers Are Salespeople, Not Financial Advisers

Does your broker have your best interest in mind? Find out why you may be the only one looking out for your money.

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ASK NEWS:
  • Don't Fall for Misleading Sales Tactics - AARP
    Salespeople rope in their marks with approaches that are ... Don't assume that financial salespersons share ... Brokers who declare their ...
    03/2/2015 - 7:47 am | View Link
  • The real reason brokers oppose a fiduciary standard - Denver Post
    ... will propose a rule to require brokers to act ... Debe voise & Plimpton for the Financial Services ... Instead, they are salespeople who make ...
    02/28/2015 - 2:19 pm | View Link
  • Reform plan: just plain bad or just bad for brokers? - North Jersey.com
    COMMENTARY But because brokers can choose from dozens of ... Debevoise & Plimpton for the Financial Services ... Instead, they are salespeople ...
    02/28/2015 - 1:31 pm | View Link
  • Why brokers are resisting Obama's proposal - Salt Lake Tribune
    Debevoise & Plimpton for the Financial Services ... investors prefer to work with brokers (who don ... Instead, they are salespeople who make ...
    02/27/2015 - 11:53 am | View Link
  • Private education provider faces questions over sales techniques - ABC Online
    CHRIS CHAMBERS: A lot of the salespeople out ... Last financial year it billed the taxpayer for ... responsible for the actions of their sales ...
    02/26/2015 - 5:17 am | View Link
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BING NEWS:
  • The real reason brokers oppose a fiduciary standard
    Instead, they are salespeople who make "suitable" recommendations to clients ... is that "millions of investors' primary source of financial education and advice is being threatened." The Wyman study is also the source for this claim.
    02/28/2015 - 5:29 pm | View Link
  • Why brokers are resisting Obama’s proposal
    Instead, they are salespeople who make "suitable" recommendations to clients ... Another problem, as SIFMA puts it, is that "millions of investors' primary source of financial education and advice is being threatened." The Wyman study is also the source ...
    02/27/2015 - 4:44 am | View Link
  • Brokers Considered, Declined Request to Push Bond Funds
    These brokers got out in front of the problem. The job of a financial salesperson -- and, hi, non-fiduciary commission-based brokers are salespeople!-- is not just to sell what the firm wants her to sell; it's also to refuse to sell what the client shouldn ...
    02/6/2015 - 5:49 am | View Link
  • European Financial Watchdogs Warn against Three More Unlicensed Brokers
    It has become more and more common in recent years for regulators worldwide to issue warnings about unlicensed financial entities in the forex industry. Brokers are blamed for operating “boiler rooms” where salespeople are cold calling targeted ...
    01/6/2015 - 2:56 am | View Link
  • The Truth About Insurance Brokers Who Sell Annuities
    Most insurance brokers are paid a 3% to 5% upfront commission ... the only difference is in America we call our financial product salespeople financial advisors, rather than salesmen. As a fee-only fiduciary advisor, I believe investors deserve to know ...
    02/12/2014 - 11:00 am | View Link
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BING SEARCH:
  • Junior-Broker.com: For all junior, graduate and trainee ...
    For those new to a career in finance and investment. With jobs & vacancies, training courses, qualifications, and lifestyle choices for junior brokers, graduate ...
    03/4/2015 - 8:42 am | View Website
  • Business Brokers Australia
    Business Brokers Australia - Perth Business Sales, Western Australia, Perth, WA, Business Appraisals, Buying and Selling a Business in Australia? Performance Business ...
    03/3/2015 - 7:41 pm | View Website
  • Real Estate Brokers and Sales Agents : Occupational ...
    Real estate brokers and sales agents help clients buy, sell, and rent properties. Although brokers and agents do similar work, brokers are licensed to manage their ...
    03/2/2015 - 4:58 pm | View Website
  • Securities, Commodities, and Financial Services Sales ...
    Securities, commodities, and financial services sales agents connect buyers and sellers in financial markets. They sell securities to individuals, advise companies in ...
    03/2/2015 - 8:37 am | View Website
  • Agents and Brokers
    Sales Professional Access Sign In. Sales Professional Access (SPA) is an information center for career agents and independent brokers who market products to individuals.
    03/2/2015 - 3:29 am | View Website
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