Brokers Are Salespeople, Not Financial Advisers

Does your broker have your best interest in mind? Find out why you may be the only one looking out for your money.

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BING NEWS:
  • Who is Darren Patterson, the Fargo man charged with manslaughter in deadly punch?
    “If I have anything personal, financial, spiritual going on ... The company invites prospective salespeople to Vegas for “auditions.” They’re encouraged to memorize a sales script before arriving, and are chosen based on performance.
    06/26/2017 - 8:49 am | View Link
  • Financial reputations take a hit as trust lost in institutions
    Add to these professions, real estate agents and car salespeople and we have almost a clean sweep of individuals who deal with our money. Our homes, in particular, are often our greatest financial asset yet 93 per cent of the population don’t trust real ...
    06/10/2017 - 1:00 am | View Link
  • AFR/CFA Report: Brokers, Insurers Say One Thing in Ads, Another Thing in Contracts
    The CFA/AFR review of prominent firms' websites did not find on these firms' websites any prominent reference that labeled their representatives and agents as salespeople. Instead, the firms have adopted titles for their financial professionals that ...
    01/21/2017 - 9:22 am | View Link
  • Report: Brokers Market Themselves as "Advisors" to the Public, But "Sales Reps" to the DOL
    “The answer to that question has multi-billion-dollar implications for millions of American workers and retirees who turn to financial professionals for help with their retirement investments. After all, people expect salespeople to look out for their ...
    01/18/2017 - 10:04 am | View Link
  • Kitces: Brokers, advisers and the 1% AUM convergence
    The real pressure is not on the 1% AUM fee itself, but on salespeople to shift the value proposition ... The fundamental point, though, is that over the years, more and more segments of the financial services industry have been adopting the AUM model ...
    12/11/2016 - 9:49 pm | View Link
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BING SEARCH:
  • About DFI
    Information about what the Washington State Department of Financial Institutions does and who they regulate.
    06/24/2017 - 10:37 pm | View Website
  • Board of Registration of Real Estate Brokers and Salespersons
    Real Estate Broker, Real Estate Corporation or Partnership, Real Estate LLC or LLP, Real Estate Salesperson
    06/24/2017 - 11:46 am | View Website
  • Selecting and Working with a Financial Professional
    Selecting and Working with a Financial Professional. More than likely you will work with a financial professional to invest in bonds. There are a variety of people ...
    06/24/2017 - 12:54 am | View Website
  • Real Estate Brokers and Salespeople Consumer Fact Sheet
    Real Estate Brokers and Salespeople Consumer Fact Sheet Overview (Division of Professional Licensure)
    06/23/2017 - 5:20 am | View Website
  • NYS Division of Licensing Services
    • Do I need to be licensed? • What is the difference between a real estate broker and a real estate salesperson? • How do I become a real estate salesperson or ...
    06/22/2017 - 9:46 am | View Website
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