Brokers Are Salespeople, Not Financial Advisers

Does your broker have your best interest in mind? Find out why you may be the only one looking out for your money.

Topics:  find   
  • SMART MOVES - Valley Breeze
    ” says Charles Carroll, a financial planner ... Insurance brokers and salespeople can be persuasive when encouraging clients to maximize their
    11/24/2015 - 7:49 am | View Link
  • Smartmoves: How to save for your first house - Pueblo Chieftain Online
    ” says Charles Carroll, a financial planner ... Insurance brokers and salespeople can be persuasive when encouraging clients to maximize their
    11/22/2015 - 3:11 pm | View Link
  • CNBC: 3 Ways to Make Improvements to Your 401(k) Plan -
    ... management, a 12b-1 fee used to pay commissions to brokers and salespeople and the plan ... financial planner with Palisades Hudson Financial ...
    11/20/2015 - 6:05 am | View Link
  • Have a crummy 401(k) plan? There's a way out - Yahoo! Finance
    Have a crummy 401(k) plan? There's a way out - CNBC
    11/18/2015 - 10:25 am | View Link
  • Wealth Adviser Daily Briefing: Does Finra's BrokerCheck Need a ... - Wall Street Journal
    “trying to differentiate between salespeople and truly outstanding financial advisers,” ... exam for would-be brokers. The Financial Industry
    11/16/2015 - 5:37 am | View Link
  • More
  • Affinity Marketing: Large Brokers Say No to Costco but Not to Affinity Programs
    At the heart of the discontent among the salespeople and brokers who oppose affinity marketing plans is the ... A piece of that cut is returned to AmeriNet, a Denver-based financial services company that’s Costco's program partner. The remainder is ...
    11/23/2015 - 11:00 am | View Link
  • Brokers are educators, not salespeople’
    “As brokers, we’re talking to people about one of the most serious financial decisions in their life ... a good education about how they can structure their home loan – not salespeople. “I don’t see myself as a salesperson – I see myself ...
    07/22/2015 - 12:58 pm | View Link
  • State officials to flag brokers with disciplinary history selling insurance
    The NAIC initiative, which does not require states to yank insurance licenses from salespeople with securities-industry ... chief operating officer of Wealth Financial Advisory Services and a former South Dakota regulator. The NAIC program would help ...
    06/5/2015 - 7:07 am | View Link
  • The Truth About Insurance Brokers Who Sell Annuities
    I often wonder if these insurance brokers objectively and logically read ... the only difference is in America we call our financial product salespeople financial advisors, rather than salesmen. As a fee-only fiduciary advisor, I believe investors deserve ...
    02/12/2014 - 11:00 am | View Link
  • Sifma Fears New DOL Rules Could Hurt Brokers
    That’s what the Securities Industry and Financial Markets Association (Sifma) officials are asking of the U.S ... who were regulated as salespeople under the Securities Exchange Act of 1934, and investment advisors, who were regulated as advisers ...
    01/20/2014 - 2:41 am | View Link
  • More
  • Sales Charge Definition | Investopedia
    DEFINITION of 'Sales Charge' A commission paid by an investor on his or her investment in a mutual fund. The sales charge is paid to a financial intermediary (broker, ...
    11/26/2015 - 10:45 pm | View Website
  • Characteristics of Successful Salespeople
    What separates successful sales people from everyone else? Is it their people skills? Their determination? Find out what ten qualities successful salespeople possess.
    11/26/2015 - 5:44 pm | View Website
  • Brokers and Online Trading: What Does A Broker Do ...
    Brokers and Online Trading: Introduction; Brokers and Online Trading: What Does A Broker Do? Brokers and Online Trading: The Costs; Brokers and Online Trading: Full ...
    11/26/2015 - 3:42 pm | View Website
    Chapter 4735: REAL ESTATE BROKERS. 4735.01 Real estate broker definitions. As used in this chapter: "Real estate broker" includes any person, partnership ...
    11/26/2015 - 9:44 am | View Website
  • Board of Registration of Real Estate Brokers and Salespersons
    Real Estate Broker, Real Estate Corporation or Partnership, Real Estate LLC or LLP, Real Estate Salesperson
    11/26/2015 - 1:09 am | View Website
  • More
Welcome to Wopular!

Welcome to Wopular

Wopular is an online newspaper rack, giving you a summary view of the top headlines from the top news sites.

Senh Duong (Founder)
Wopular, MWB, RottenTomatoes

Subscribe to Wopular's RSS Fan Wopular on Facebook Follow Wopular on Twitter Follow Wopular on Google Plus

MoviesWithButter : Our Sister Site

More Business News