Suburban Seattle’s Summit Asset Strategies Investment Management and its chief executive have agreed to pay more than $1 million to settle SEC charges that the firm inflated the value of some investments to get unearned management fees.
WSJ.com: Law, Wall Street Journal: Business: Law
Fri, 09/04/2015 - 11:07am
Suburban Seattle’s Summit Asset Strategies Investment Management and its chief executive have agreed to pay more than $1 million to settle SEC charges that the firm inflated the value of some investments to get unearned management fees.