The Financial Industry Regulatory Authority fined Citigroup $15 million for failing to prevent its equity-research staff from committing communications breaches related to nonpublic information.
WSJ.com: What's News US, Wall Street Journal
Mon, 11/24/2014 - 10:09am
The Financial Industry Regulatory Authority fined Citigroup $15 million for failing to prevent its equity-research staff from committing communications breaches related to nonpublic information.