Sec Gears Up For Financial Overhaul

Even before Congress's financial overhaul bill becomes law, the SEC is on a tight deadline to write more than 90 new rules and complete nearly 20 studies.

Topics:  congress   sec   financial overhaul   
  • Senators press SEC chairman on Dodd-Frank clawbacks, but Equifax execs ineligible
    Senate Banking Committee members had a lot of questions for Jay Clayton, the Securities and Exchange Commission chairman, on Tuesday, but several senators switched gears to ask about ... a material restatement of prior financial results to trigger enforcement.
    09/26/2017 - 5:23 am | View Link
  • Fed Day Preview — Greek deal still possible — Left gears up for SEC fight
    The Fed, which administers the annual tests to gauge whether big banks can withstand another financial shock, has told Bank of America it doesn’t believe its management is forward-looking enough and instead merely reacts to problems after they are raised ...
    06/16/2015 - 9:00 pm | View Link
  • SEC Names New Chief Of Staff
    The appointment of Andrew J. “Buddy” Donohue as staff chief was made as SEC chair Mary Jo White gears up to tackle the creation of a uniform fiduciary standard for the sale of financial products. Donohue will replace Lona Nallengara, who will leave the ...
    05/29/2015 - 4:25 am | View Link
  • SEC Seeks Increased Scrutiny Of High-Frequency Trading 'Flash Boys'
    The Securities and Exchange Commission proposed new rules this week that would close a long-standing loophole, forcing high-speed traders to register openly with a single financial regulator ... greasing the market's gears by moving large volumes of ...
    03/26/2015 - 3:15 am | View Link
  • Senate Dems demand SEC protect investors
    and Ed Markey Ed Markey Trump’s great tech opportunity is in spectrum sharing Tech gears up for showdown over net neutrality ... investors are unnecessarily exposed to undue risks of fraud and financial loss,” the letter stated.
    09/23/2014 - 11:21 pm | View Link
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  • Tata Motors gears up for its much awaited all new SUV ...
    - Introduces two new technologically advanced, powerful engines and a new gear box - Tata Motors is gearing up for its highly anticipated product introduction in the ...
    11/17/2017 - 10:44 am | View Website
  • Securities and Exchange Commission Thailand
    SEC and the Securities and Exchange Commission of Myanmar signed a Memorandum of Understanding (MOU) for mutual cooperation and exchange of information to support the ...
    11/17/2017 - 9:18 am | View Website
  • Cloud Solutions for Accountants | AccountantsWorld
    Cloud Solutions from AccountantsWorld offer more effective ways for you to manage your practice, perform your client engagements, and offer new services.
    11/17/2017 - 6:05 am | View Website
  • Woodward | SEC Filings
    SEC Filings Suppliers; Applying to be a Woodward Supplier; Supplier FAQ ... Contact Us; Terms and Conditions; Glossary ©Copyright 2017 Woodward, Inc
    11/16/2017 - 3:57 am | View Website
  • Financial Planning Magazine | FP Magazine
    Read the latest from Financial Planning magazine including stories on RIAs, retirement planning, practice management, investments & insights from industry experts.
    11/15/2017 - 7:15 pm | View Website
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