Sec Gears Up For Financial Overhaul

Even before Congress's financial overhaul bill becomes law, the SEC is on a tight deadline to write more than 90 new rules and complete nearly 20 studies.

Topics:  congress   sec   financial overhaul   
BING NEWS:
  • Pulse Biosciences: Failed FDA Clearance, New SEC Investigation, And An Uncertain Path Forward
    The company is now reporting that it has shifted gears and no longer seeks a 510(k ... results of operations, or financial condition. We reviewed the trading action during that period and noticed clear oddities. The company announced the withdrawal ...
    04/24/2018 - 3:21 am | View Link
  • GM Pays $1M Fine, Settles SEC Charges in Ignition Switch Scandal
    DETROIT, MI — General Motors has agreed to pay a $1 million penalty to settle federal charges that it didn't didn't properly assess the impact of its defective ignition switch scandal on the company's financial statements, the Securities and Exchange ...
    01/18/2017 - 8:25 am | View Link
  • SEC Names New Chief Of Staff
    The appointment of Andrew J. “Buddy” Donohue as staff chief was made as SEC chair Mary Jo White gears up to tackle the creation of a uniform fiduciary standard for the sale of financial products. Donohue will replace Lona Nallengara, who will leave the ...
    05/29/2015 - 4:25 am | View Link
  • SEC: We're Increasing Scrutiny On The Pharmaceutical Industry
    In 2013 and 2014, the SEC was focused on the financial industry, but in 2015 ... due to the company's willingness to correct the issue. Switching gears, the Commissioner cites a case in which the CEO and CFO of a certain firm were charged for making ...
    03/13/2015 - 7:50 pm | View Link
  • SEC Changes Tack on Disclosure Overload Project
    But a few months in, Mr. Olinger says the SEC has switched gears. Investors and financial analysts had concerns that disclosure “overload implies a one-way street where you only reduce or take information away,” Mr. Olinger said. The agency’s staff ...
    05/1/2014 - 3:36 pm | View Link
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  • Tata Motors gears up for its much awaited all new SUV ...
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    04/22/2018 - 12:28 pm | View Website
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