Regulators, Securities And Exchange Commission | featured news

SEC Pays $50,000 in First Whistleblower Award

The Securities and Exchange Commission has paid its first award under a new program designed to spur people to tip off the regulator to large frauds.


NYC judge rejects $285M SEC-Citigroup agreement

A federal judge on Monday struck down a $285 million settlement that Citigroup reached with the Securities and Exchange Commission, saying he couldn't tell whether the deal was fair and criticizing regulators for shielding the public from the details of what the firm did wrong.


Report: SEC has destroyed Wall Street probe records for 20 years

A former Securities and Exchange Commission lawyer has told Congress the regulator has routinely destroyed records of initial investigations ...


Subscribe to this RSS topic: Syndicate content