WASHINGTON (Reuters) - A divided Securities and Exchange Commission approved a new program that would compensate whistleblowers whose tips lead to sanctions of over $1 million.
Similar Stories to Divided Sec Approves Whistleblower Rule on Bing News
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Wed, 05/25/2011 - 9:19am
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BING NEWS:
- CFTC Is Likely to Follow the SEC’s Playbook for Whistleblowers
Kirkland & Ellis’ Lee Mayberry and Nicole Cleminshaw assess CFTC rules on whistleblowers and how companies should avoid common pitfalls when complying with the anti-impediment rules.
05/8/2024 - 9:31 pm | View Link - 4th Circuit Weighs Whether Hearings Are Needed Before Dismissing FCA Whistleblower Suits
The whistleblower's lawyer argued that a person bringing an FCA suit has a constitutionally protected property right in the action, so the government cannot terminate a case without an evidentiary ...
05/8/2024 - 10:45 am | View Link - Fidelity Sales Practices Violated Reg BI, Advisor Says in Whistleblower Suit
Low-cost index funds hit Fidelity's revenue, prompting a focus on more profitable products like managed money, the advisor's suit claims. The suit says advisors were pressured to sell higher-revenue ...
05/8/2024 - 9:55 am | View Link - Fidelity whistleblower says he was fired for raising red flags over pressure to sell pricey investments
Whistleblower Michael Maeker has sued Fidelity, alleging he was fired for reporting unlawful sales practices, such as dangling stock awards to upsell clients.
05/7/2024 - 9:12 am | View Link - Activist Short Sellers Are the SEC’s Biggest Whistleblowers
The Securities and Exchange Commission’s whistleblower bounty program has paid nearly $300 million to activist short sellers and other “outsider” tipsters since its creation in 2010, according to a ...
05/7/2024 - 7:39 am | View Link - More
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