Stories Related to Sec Pays $50,000 In First Whistleblower Award

The Securities and Exchange Commission has paid its first award under a new program designed to spur people to tip off the regulator to large frauds.

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  • SEC Whistleblower Program Shows Value of Speaking Up, Departing Chief Says
    The departing chief of the Securities and Exchange Commission’s whistleblower office, who helped lead the unit from its infancy, hopes the growth of the cash-for-tips program will help show the ...
    04/16/2021 - 10:29 am | View Link
  • Berman Tabacco Clients Awarded over $50 Million in Second Largest SEC's Whistleblower Award
    Represented by Berman Tabacco partner Bryan A. Wood, the whistleblowers will share the second largest award in the history of the SEC's whistleblower program. In announcing the award, the SEC noted ...
    04/15/2021 - 7:41 am | View Link
  • EXPLAINER: Charmed by Madoff, SEC later tightened its rules
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    04/14/2021 - 7:46 pm | View Link
  • EXPLAINER: Charmed by Madoff, SEC later tightened its rules
    The agency’s enforcement and inspections staff had received credible complaints about Madoff, including specific red flags on his operations from financial analyst whistleblower Harry Markopolos ...
    04/14/2021 - 5:33 pm | View Link
  • April 2021 Investment Management Legal and Regulatory Update
    Latest Developments SEC Announces 2021 Examination Priorities The SEC’s Division of Examinations (Division), formerly known as the Office of Compliance Inspections and Examinations (OCIE), ...
    04/9/2021 - 5:03 am | View Link
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