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Reuters: Business News, Reuters: Business
Tue, 09/02/2014 - 3:04pm

(Reuters) - A Houston-based investment advisory firm steered clients to certain mutual funds without disclosing that it was receiving payments from the broker who offered those funds, the U.S. Securities and Exchange Commission alleged in a civil fraud complaint on Tuesday.

Topics: reuters a houston-based u.s securities exchange commission disclosing fund payments

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