WASHINGTON (Reuters) - Andrew Ceresney, the head of enforcement at the U.S. Securities and Exchange Commission tasked with policing Wall Street, will be departing the agency at the end of December, the SEC said on Thursday.
Similar Stories to U.s. Sec Enforcement Director Ceresney To Depart At The End Of 2016 on Bing News
Reuters: Business News, Reuters: Business
Thu, 12/08/2016 - 12:38pm
BING NEWS:
- Proposal from SEC, FinCEN calls for investment advisers to ID customers
The proposed rule would require SEC-registered investment advisers and exempt reporting advisers to establish customer identification programs aimed at curbing financial crimes.
05/13/2024 - 8:31 am | View Link - SEC, Treasury Crime Unit Float Customer ID Rule for Advisors
The proposed rule is intended to fight money laundering and the financing of terrorism, said SEC Chairman Gary Gensler.
05/13/2024 - 6:10 am | View Link - More
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