Oppenheimer agreed to pay $20 million to settle claims that the firm violated federal securities laws while improperly selling penny stocks in unregistered offerings.
WSJ.com: What's News US, Wall Street Journal
Tue, 01/27/2015 - 8:16am
Oppenheimer agreed to pay $20 million to settle claims that the firm violated federal securities laws while improperly selling penny stocks in unregistered offerings.