The Deal: Fbi, Securities Officials Investigate Biozoom Trading, Source Says

twocents@thestreet.com (The Deal), The Street
Mon, 12/09/2013 - 2:00pm

NEW YORK (The Deal) -- The FBI, the Securities and Exchange Commission and the Financial Industry Regulatory Authority have opened investigations into the involvement of Scottsdale Capital Advisors and Alpine Securities in the trading of Biozoom, according to a person familiar with those investigations. Investors in Biozoom lost some $300 million after the SEC halted trading in the stock in June.

Topics: innovative technology company invents real medical scanner that diagnoses patient health in seconds. otrs, york the the fbi exchange commission financial industry regulatory authority investors u.s district court manhattan securities of new york kassel germany hotstocked future global financial insights new york times rush limbaugh previously capital advisors holdings llc hurry family irrevocable trust sca clearing llc both justine small cap market adriana bagattin daniela goldman mariano graciarena fernando loureyro mariano ferrari andres ficicchia gonzalo blaya lucia hernando cecilia de lorenzo january sec ficicchia legend securities stocktrade network inc chris cacace salvatore caruso anthony fusco mark sulavka entertainment art but medford financial ltd le mond capital british virgin islands-based sara deutsch ceo february buenos magdalena's party miller place n.y randall goulding rule securities act he entertainment art be san antonio-based david wise whosis ricky sachar typical timothy scarpino tim diblasi liz arndt henry diekmann jay noiman michael cruz adam fiandaca ted ashton scarpino arndt gerald russello sidley austin llp new york fbi russello richard k&l gates llp washington july luciana hernando hellenic bank public co lemesos hernando representatives bill meagher the the deal fbi securities a scottsdale capital capital advisors alpine biozoom june u.s the sec capital salt lake city-based legend argentine entertainment art york times usa today new york thestockreport finra john hurry magdalena tavella goldman march sec sec feb entertainment art entertainment art medford le mond deutsch deutsch aires tavella n.y goulding wise cyprus switzerland panama u.s diblasi arndt diekmann diekmann wilson-davis officials source shares shareholders accounts million person opened trades comment email complaint information investigations wire firm clients held account owned transactions staff spoken investigators promotions claimed legal similar director documents applications knowledge blood declined brokerage sales began owner high letter volume allowed controlled share opinion prior live policy nationals funds freeze named phone brought called paid publication promotion ads web chief records illegal assistant lost device kirby partner control seeking transaction raised filing complete merger unusual holders asset calls transfer traded sold site unregistered disclaimers companies overseas refused reverse original states compensation run supplied details order pay compliance opinions law biomarkers newsletters show featured diabetes addresses enforcement story filed peak mountain lawyer attention week sale talked year newsletter messaging newspaper tied alleges action read probe registered shell ordered familiar recommendation banks instant foreign wiring concerns large

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The Deal: Fbi, Securities Officials Investigate Biozoom Trading, Source Says

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