Funds, Brokers Face U.s. Regulatory Tsunami: Report

WASHINGTON (Reuters) - The biggest regulatory changes since the 1930s are bearing down on the U.S. securities and investment industry and many firms are ill-prepared, says a new study by research firm TowerGroup .

Topics:  washington reuters     the   u.s    towergroup   regulatory   
BING NEWS:
  • INVESTIGATES: ‘I got played.’ Sunshine State full of shady moving companies and brokers
    Florida is paradise to many – the sun, white sandy beaches, and no state income tax – who’s got it better than us? But the Sunshine State leads the country in some shady business – complaints against ...
    05/13/2024 - 10:40 am | View Link
  • Investment Advisers Face Customer Vetting Requirements in Anti-Money-Laundering Push
    U.S. regulators took another step on Monday toward bolstering anti-money-laundering safeguards with a proposal to require that certain investment advisers verify identities of their customers. The ...
    05/13/2024 - 9:58 am | View Link
  • More

 

Welcome to Wopular!

Welcome to Wopular

Wopular is an online newspaper rack, giving you a summary view of the top headlines from the top news sites.

Senh Duong (Founder)
Wopular, MWB, RottenTomatoes

Subscribe to Wopular's RSS Fan Wopular on Facebook Follow Wopular on Twitter Follow Wopular on Google Plus

MoviesWithButter : Our Sister Site

More Business News