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Online retailer Newegg files for $175 million IPO

Online retailer Newegg files for $175 million IPO

Internet retailer Newegg Inc. plans an initial public offering of stock worth up to $175 million, according to a filing with the Securities & Exchange Commission.

 

SEC Reviewing Securities Lending

The SEC chairman said the agency is conducting a "wholesale review" of the securities-lending marketplace.

 

AIG's Greenberg pays $15 million to settle SEC charges

American International Group Inc's former Chief Executive Hank Greenberg agreed to pay $15 million to settle regulators' allegations of improper accounting transactions, the Securities and Exchange Commission said on Thursday.

 

BofA to pay $33M fine over bonuses

The Securities and Exchange Commission filed charges Monday against Bank of America for misleading investors about billions of dollars in bonuses paid to top executives at Merrill Lynch following its purchase of the brokerage giant.

 

California IOUs to be shunned by big banks after today

California IOUs to be shunned by big banks after today

Bank of America and other big institutions plan to enforce a cutoff, making it harder to cash vouchers. To protect IOU holders from third-party speculators, the SEC defines the vouchers as securities.

 

S.E.C. Accuses Countrywide’s Ex-Chief of Fraud

S.E.C. Accuses Countrywide’s Ex-Chief of Fraud

The former chief, Angelo R. Mozilo, is the highest-profile person to face charges in the wake of the financial crisis.

 

Citi to Register More Shares

Citigroup filed with the SEC to register about 1.6 billion more common shares as part of its move to convert preferred stock to common shares.

 

SEC chief says a new short-selling rule is a priority

The head of the Securities and Exchange Commission said Tuesday that she is making rules restricting short-selling a priority, ...

 

SEC probes insider trading at subprime lenders

Several U.S. federal investigations into subprime lenders involve possible insider trading before announcements of negative news about the lender, a Securities and Exchange Commission member said on Friday.

 

Billionaire Stanford Charged With Fraud

SEC says Texas banker swindled billions selling CDs with improbable interest rates.

 

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