Texas State Securities Board | search
Click here to view Texas State Securities Board news from 60+ newspapers.
Bookmark or Share- Texas Securities Act and Board Rules | Texas State Securities BoardThe Act provides for the registration of securities offered or sold in Texas, and of firms and individuals who sell securities or render investment advice in the state. In certain circumstances a particular security, transaction, or person may be exempt from the registration requirements of the Act.
- Dealer & Adviser Registration | Texas State Securities BoardThese online systems enable dealers and investment advisers to register themselves and their agents and representatives in all desired states via a single electronic platform. Registration and renewal fees are collected through CRD and IARD and transferred electronically to the State.
- Contact Us | Texas State Securities BoardThomas Jefferson Rusk State Office Building, at 208 E. 10th St., Austin, TX 78701, on the corner of 10th and Brazos Streets. Phone: (512) 305-8300 Fax: (512) 305-8310. Complete contact information for Austin and branch offices in Houston, Dallas, and Corpus Christi.
- | Texas State Securities BoardTexas Securities Act and Board Rules; For Securities Professionals; News & Publications; About Us; State Securities Board Response to Coronavirus (COVID-19)
- Agency Overview | Texas State Securities BoardThe mission of the State Securities Board is to protect Texas investors. Consistent with that purpose, the Agency seeks to ensure a free and competitive securities market for Texas, increase investor confidence, and thereby encourage the formation of capital and the creation of new jobs in Texas.
More
