Pfgbest Regulator Orders Review Of Audit Division

(Reuters) - The National Futures Association said it will conduct a review of its audit division as it seeks to answer fierce criticism that it missed two decades of fraud at failed Iowa brokerage Peregrine Financial Group.

  • Petraeus scandal adds complications for President Obama
    WASHINGTON (Reuters) - A week after winning a second term, President Barack Obama faces a widening scandal within his national security team that complicates plans to reshape his Cabinet and could reverberate through decisions on the war in Afghanistan ...
    11/14/2012 - 2:32 am | View Link
  • NFA admits sins and orders self-audit
    Berkeley Research Group to review ... regulator, the NFA — the U.S.’s CFTC-empowered self regulatory agency for Forex and Futures firms — has basically admitted that it is not doing nearly as good a job as it should, and as such has ordered an ...
    09/4/2012 - 1:00 pm | View Link
  • Knight Capital’s Future in Balance after $440 Million Trading Disaster
    Many of the company’s biggest customers, including TD Ameritrade, the No. 1 U.S. retail brokerage by trading volume, and fund giants Vanguard and Fidelity Investments, stopped routing orders through ... continue to closely review the events surrounding ...
    08/3/2012 - 8:23 pm | View Link
  • Chicago Business News: 7/18
    The Chicago Tribune looks set to finally emerge from bankruptcy, while the disgraced head of futures brokerage PFGBest says "it was the regulator that made me do it." Kris Kridel of WBBM Newsradio 780 and 105.9FM has those stories, and more top business ...
    07/17/2012 - 11:00 pm | View Link
  • UPDATE 1-PFGBest regulator orders review of audit division
    of fraud and protection of segregated customer funds," it said. The NFA was the firm's front-line regulator since 1992. The review by the NFA and CME will require regulators to futures exchange, said that the system of allowing brokers to hold their ...
    07/15/2012 - 1:00 pm | View Link
  • More
  • Alberta Energy Regulator (AER)
    Spotlight on... Seismicity in Alberta. The Alberta Energy Regulator (AER) has announced new seismic monitoring and reporting requirements for hydraulic fracturing ...
    04/25/2015 - 9:33 pm | View Website
  • Independent Foreclosure Review
    For the servicers listed below that are not participating in the Independent Foreclosure Review Payment Agreement, the Independent Foreclosure ...
    04/25/2015 - 4:25 pm | View Website
  • #PFGBest Information Center
    Commodity Customer Coalition. Fighting for the Quick Return of 100% of Customer Assets in the MF Global Bankruptcy
    04/25/2015 - 3:06 pm | View Website
  • Professional Standards Authority For Health and Social Care
    This is the homepage of the Professional Standards Authority for Health and Social Care.
    04/25/2015 - 1:48 pm | View Website
  • Public Company Accounting Oversight Board
    PCAOB oversees the auditors of companies to protect investors. The PCAOB is a nonprofit corporation established by Congress to oversee the audits of public ...
    04/25/2015 - 7:50 am | View Website
  • More
Welcome to Wopular!

Welcome to Wopular

Wopular is an online newspaper rack, giving you a summary view of the top headlines from the top news sites.

Senh Duong (Founder)
Wopular, MWB, RottenTomatoes

Subscribe to Wopular's RSS Fan Wopular on Facebook Follow Wopular on Twitter Follow Wopular on Google Plus

MoviesWithButter : Our Sister Site

More News