Seattle-area Investment Firm, Ceo Settle Sec Charges Of Taking Unearned Fees

WSJ.com: Law, Wall Street Journal: Business: Law
Fri, 09/04/2015 - 11:07am

Suburban Seattle’s Summit Asset Strategies Investment Management and its chief executive have agreed to pay more than $1 million to settle SEC charges that the firm inflated the value of some investments to get unearned management fees.

Topics: suburban seattle s summit asset strategies investment management sec firm unearned fees

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Seattle-area Investment Firm, Ceo Settle Sec Charges Of Taking Unearned Fees

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